Tag: RIAs

Sebi issues guidelines for investment advisors on fees, client segregation

The Securities and Exchange Board of India (Sebi) has come out with detailed guidelines for registered investment advisors (RIAs). The regulations were first proposed in...

Sebi tightens norms for advisers, restricts use of terms like IFAs

Sebi has introduced client-level segregation and barred providers from offering advice and distribution services to the same client, besides increasing net-worth requirements and tightening experience...

RIAs can’t use names like IFAs and wealth advisers, says Sebi

The Securities and Exchange Board of India (Sebi) has brought in a slew of regulations governing registered investment advisers (RIAs), through a notification issued on...