Tag: independent financial adviser

Sebi tightens norms for advisers, restricts use of terms like IFAs

Sebi has introduced client-level segregation and barred providers from offering advice and distribution services to the same client, besides increasing net-worth requirements and tightening experience...

RIAs can’t use names like IFAs and wealth advisers, says Sebi

The Securities and Exchange Board of India (Sebi) has brought in a slew of regulations governing registered investment advisers (RIAs), through a notification issued on...